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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-11
  • NC RA
    APPROVED
    Since 2026-05-11

Branch Locations

8601 Six Forks Rd #400, Raleigh, NC 27615 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Raleigh NC 07/2008 04/2021
Cambridge Investment Research, Inc. Fairfield IA 04/2021 05/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2021 05/2026
Osaic Wealth Scottsdale AZ 05/2026 Present
  • 07/2008 → 04/2021
    Lincoln Financial Securities Corporation
    Raleigh, NC
  • 04/2021 → 05/2026
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2021 → 05/2026
    Fairfield, IA
  • 05/2026 → Present
    Osaic Wealth
    Scottsdale, AZ
Previous Registrations
Other Businesses

E.ANDRE WILLIAMS RETIREMENT AND ESTATE PLANNING POSITION: Financial Advisor NATURE: Life Insurance, Fixed and indexed annuities *I'm using my home address as i am in transition from Cambridge to Osaic. I will have a new business address as of the start day at Osaic INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2004 ADDRESS: 2100 Wild Waters Dr., Raleigh NC 27614, United States DESCRIPTION: in part with my daily duties as a financial advisor i also recommend these products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-20
  • S66 Uniform Combined State Law Examination
    2004-01-20
Other Names
  • Ernest Williams

View on SEC IAPD

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