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Cynthia Mary Niesen

Charles Schwab & Co., Inc.

Tampa, FL

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-05-28
  • FL RA
    APPROVED
    Since 2020-05-28

Branch Locations

Tampa, FL • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Planning Services Tampa FL 08/2014 05/2020
Usaa Financial Advisors Inc Tampa FL 08/2014 05/2020
Usaa Investment Management Company Tampa FL 01/2018 05/2020
Charles Schwab & Co., Inc. Tampa FL 05/2020 Present
Charles Schwab Bank, Ssb Tampa FL 05/2020 Present
  • 08/2014 → 05/2020
    Usaa Financial Planning Services
    Tampa, FL
  • 08/2014 → 05/2020
    Usaa Financial Advisors Inc
    Tampa, FL
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    Tampa, FL
  • 05/2020 → Present
    Charles Schwab & Co., Inc.
    Tampa, FL
  • 05/2020 → Present
    Charles Schwab Bank, Ssb
    Tampa, FL
Previous Registrations
  • 2018-01-08 → 2020-05-24
    Usaa Investment Services Company
    San Antonio, TX
    Tampa, FL
  • 2014-08-20 → 2018-01-08
    Usaa Financial Planning Services
    New York, NY
    Vienna, VA
  • 2012-01-10 → 2014-08-07
    Citigroup Global Markets Inc.
    New York, NY
    Long Island City, NY
    Greenwich, CT
    New York, NY
    New York, NY
    New York, NY
    New York, NY
  • 2010-03-02 → 2011-12-21
    Seidman Private Advisors Llc
    Kirkland, WA
  • 2006-01-03 → 2006-06-02
    Morgan Stanley Dw Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-12
  • S66 Uniform Combined State Law Examination
    2004-04-12
Designations
Other Names
  • Cynthia M. Niesen

View on SEC IAPD

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