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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2015-03-25
  • WI RA
    APPROVED
    Since 2015-03-25

Branch Locations

941 W Broadway Ave, Medford, WI 54451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2004 Present
Northwestern Mutual Investment Services, Llc Medford WI 04/2010 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 02/2004 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2010 → Present
    Medford, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. SECRETARY, MEDFORD TUESDAY NIGHT MAJOR BOWLING LEAGUE, 1174 W. BROADWAY AVENUE, MEDFORD, , WISCONSIN, 54451, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 09/09/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COLLECT BOWLERS WEEKLY DUES, DEPOSIT THE MONEY AT THE BANK, AND PAY THE BOWLING ALLEY 3. 100% OWNER, UP NORTH RENTALZ, N8633 E WILSON FLOWAGE RD, PHILLIPS, , WISCONSIN, 54555, UNITED STATES OF AMERICA, REAL ESTATE LICENSE ONLY, START DATE: 05/08/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, CABIN/AIRBNB. INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-03
S63 Uniform Securities Agent State Law Examination 2004-11-10
  • S65 Uniform Investment Adviser Law Examination
    2015-03-03
  • S63 Uniform Securities Agent State Law Examination
    2004-11-10

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