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Steven Raymond Dutton

LPl Enterprise, LLC

Lake Oswego, OR

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-12-13
  • OR RA
    APPROVED
    Since 2024-12-13

Branch Locations

4550 Kruse Way Plz. Suite 110, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 11/2024
Cascadia Advisory Services, Llc Tillamook OR 01/2018 07/2022
Tillamook Bay Community College Tillamook OR 01/2013 07/2022
Cetera Investment Advisers Llc Schaumburg IL 03/2024 11/2024
Lpl Enterprise Ft. Mill SC 12/2024 Present
  • 01/2013 → 11/2024
    Cetera Advisors Llc
    Denver, CO
  • 01/2018 → 07/2022
    Cascadia Advisory Services, Llc
    Tillamook, OR
  • 01/2013 → 07/2022
    Tillamook Bay Community College
    Tillamook, OR
  • 03/2024 → 11/2024
    Schaumburg, IL
  • 12/2024 → Present
    Lpl Enterprise
    Ft. Mill, SC
Previous Registrations
  • 2024-03-21 → 2024-12-04
    Tillamook, OR
    Portland, OR
    Tigard, OR
  • 2012-02-28 → 2024-03-21
    Cetera Advisors Llc
    Greenwood Village, CO
    Tillamook, OR
    Portland, OR
    Portland, OR
    Tigard, OR
  • 2018-03-08 → 2022-01-07
    Cascadia Advisory Services, Llc
    Tillamook, OR
  • 2006-01-18 → 2012-02-28
    Pacific West Financial Consultants Inc
    Renton, WA
  • 2004-02-27 → 2005-12-13
    Dfc Investor Services
    Tillamook, OR
Other Businesses

1. 05/14/2025 - John Wood Inc, DBA Hudson Insurance & Investment Services - Non-Variable Insurance - Tillamook, OR - Start Date 05/19/2025 - 15hrs/mth - 5jrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-10
  • S66 Uniform Combined State Law Examination
    2003-10-10
Other Names
  • Steve Raymond Dutton

View on SEC IAPD

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