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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2011-09-27
  • WI RA
    APPROVED
    Since 2011-09-27

Branch Locations

777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES

Milwaukee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird Milwaukee WI 11/2010 Present
  • 11/2010 → Present
    Robert W Baird
    Milwaukee, WI
Other Businesses

100% OWNERSHIP - DAVIS JEWELRY DESIGNS, THE TYPE OF BUSINESS IS JEWELRY DESIGN & SALES. WORKS 20 HOURS PER MONTH AND 0 DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-26
S63 Uniform Securities Agent State Law Examination 2003-09-11
  • S66 Uniform Combined State Law Examination
    2011-09-26
  • S63 Uniform Securities Agent State Law Examination
    2003-09-11
Other Names
  • Dianna Jeanne Davis
  • Dianna Jeanne Davis-Rodriguez

View on SEC IAPD

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