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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-23 |
| OH | RA | APPROVED | 2009-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dublin | OH | 09/2009 | Present |
1. 8/20/2009 - Redwood Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 4/23/2019 - U Crew Holdings LLC - investment Related - 113 S. High St. Dublin, OH 43017; 115 S. High St. ste 100 Dublin, OH 43017; 115 S. High St. ste 200 - Real Estate Rental - Start Date 06/01/2019 - 1 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-09-11 |
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