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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-07
OH RA APPROVED 2021-01-14
TX RA APPROVED 2021-01-14
  • FL RA
    APPROVED
    Since 2023-12-07
  • OH RA
    APPROVED
    Since 2021-01-14
  • TX RA
    APPROVED
    Since 2021-01-14

Branch Locations

200 Public Square Ste 1650, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Cleveland OH 06/2003 01/2021
Robert W. Baird Cleveland OH 01/2021 Present
Previous Registrations
Other Businesses

Magnificat High School / United States / 20770 Hilliard Bvld. Rocky River, Ohio / Educational Establishment / Education / High school education for young women / I'm on an investment sub-committee that meets quarterly the go over the outside investment mangers review and opinions / Start Date 6/3/2019

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-02
  • S66 Uniform Combined State Law Examination
    2003-10-02
Other Names
  • Brian Brennan
  • Brian Patrick Brennan
  • Brian P Brennan

View on SEC IAPD

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