Christopher M. Gongola

Current Employers

Employment History

• 04/2011 → 04/2019
  Wunderlich Securities, Inc.
  Memphis, TN
• 04/2019 → Present
  Lpl Financial, Llc
  Covington, KY

Previous Registrations

• 2011-04-29 → 2019-04-08
  B. Riley Wealth Management
  Chicago, IL
• 2009-06-01 → 2011-05-05
  Morgan Stanley
  Chicago, IL
• 2006-02-06 → 2009-06-01
  Citigroup Global Markets Inc.
  Chicago, IL
• 2004-03-29 → 2006-02-03
  Pruco Securities, Llc.
  Rosemont, IL

Other Businesses

1. 01/01/2018 - UNITED HEALTHCARE/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 0%/ CHICAGO, IL 2. BLUE CROSS BLUE SHIELD OF ILLINOIS - Investment related - At reported business location(s) - Non-Variable Insurance - start date:9/2003 - 5 hrs/mo - 3 hrs during trading. 3. 08/22/2019 - Gongola Financial - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/08/2019 - 160 hrs/mo - 120 hrs during trading. 4. 05/30/2024 - IHT Wealth Management, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 5/20/2024 - 160 Hrs/Mo During Trading - I provide investment advisory services through IHT Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/04/2024 - Gongola Financial - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 05/20/2024 - 160 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2003-08-25