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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-04 |
| MI | RA | APPROVED | 2018-11-02 |
Branch Locations
3333 Evergreen Drive N.E. Suite 200, Grand Rapids, MI 49525 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Grandville | MI | 02/2002 | 11/2018 |
| Royal Alliance Associates, Inc. | Grand Rapids | MI | 11/2018 | Present |
1) INSURANCE BROKER... INSURANCE BROKER: PROPERTY AND CASUALTY , VANTAGEPOINTE RISK MANAGEMENT, 3333 EVERGREEN NE STE 200, GRAND RAPIDS, MI 49525, PROPERTY & CASUALTY , PRODUCER , START OF RELATIONSHIP: APR 24, 2012 , APPROXIMATE # OF HOURS PER MONTH: 10, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 10 ... INSURANCE BROKER: LIFE, ANNUITIES, LTC, DI AT CRUMP/SEQUIOA 3333 EVERGREEN NE STE 200 GRAND RAPIDS, MI 49525, INSURANCE AGENT, STGART DATE 1/1/2014, APPROX 20HRS PER MO AND 20HRS DURING TRADING HRS...... 2) INSURANCE BROKERAGE POSITION: rep. NATURE: insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/30/2019 ADDRESS: 3333 evergreen drive, ste 200, grand rapids MI 49525, United States DESCRIPTION: soliciting life insurance 3) VANTAGEPOINTE POSITION: investment advisor NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/01/2002 ADDRESS: 3333 evergreen, grand rapids MI 49525, United States DESCRIPTION: sales/marketing of securities, investment advisory and insurance products 4) VANTAGEPOINTE FINANCIAL POSITION: investment advisor NATURE: individual INVESTMENT RELATED: Yes NUMBER OF HOURS: 165 SECURITIES TRADING HOURS: 150 START DATE: 09/02/2002 ADDRESS: 3333 EVERGREEN DRIVE, STE. 200, GRAND RAPIDS MI 49525, United States DESCRIPTION: provide appropriate insurance and investment products to clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-18 |
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