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Current Employers
Henley & Company Wealth Management Llc

506 Rxr Plaza, Uniondale, NY 11556 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-10
  • NY RA
    APPROVED
    Since 2021-03-10

Branch Locations

New York City, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Henley & Company Llc Uniondale NY 05/2009 Present
Henley & Company Wealth Management Uniondale NY 05/2009 Present
  • 05/2009 → Present
    Henley & Company Llc
    Uniondale, NY
  • 05/2009 → Present
    Henley & Company Wealth Management
    Uniondale, NY
Previous Registrations
Other Businesses

HENLEY WEALTH MGMT LLC, 506 RXR PLAZA, UNIONDALE, NY 11556, INVESTMENT RELATED, NATURE OF THE BUSINESS: INVESTMENT ADVISORY, START DATE: 5/29/2009, TITLE: ADVISOR, HOURS: 30 HOURS PER WEEK, OCCURS DURING BUSINESS HOURS: YES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-30
S63 Uniform Securities Agent State Law Examination 2003-10-21
  • S66 Uniform Combined State Law Examination
    2003-12-30
  • S63 Uniform Securities Agent State Law Examination
    2003-10-21
Designations

View on SEC IAPD

More in New York City, NY

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