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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-30
GA RA APPROVED 2012-03-16
  • TX RA
    APPROVED_RES
    Since 2024-04-30
  • GA RA
    APPROVED
    Since 2012-03-16

Branch Locations

3475 Lenox Rd Ne Ste 600, Atlanta, GA 30326-3219 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Atlanta GA 02/2012 03/2020
Ameriprise Financial Services, Llc Atlanta GA 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 400 Forest Beach Villas 10 S. Forest Beach Hilton Head, SC 29928, ,; Investment-Related; 06/08/2015. Independent Insurance Brokering; National Life of Vermont; 12/11/2008; / Life Insurance Company of the Southwest; 12/11/2008; / The Standard Insurance Company; 01/01/2005; . Business Ownership; Thu Clear, Inc.; Owner; Manage Ameriprise Business; 622 Loridans Dr, NE, , Atlanta, GA, 30342; Investment-Related; 01/01/2024; 20 to 39 hours per month; 0 during trading hours. Board of Directors; Dress for Success Atlanta; Board member; 6255 Barfield Road #155, , Atlanta, GA, 30328; Not Investment-Related; 02/15/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-04
  • S66 Uniform Combined State Law Examination
    2003-11-04
Other Names
  • Thu Anh Nguyen
  • Thu Anh Saunders

View on SEC IAPD

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