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Greensboro, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-06-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alta Advisors Llc | Greensboro | NC | 05/2013 | Present |
GUILFORD COLLEGE, 5800 WEST FRIENDLY AVE, GREENSBORO, NC 27410. TEACHING THE RETIREMENT PLANNING MODULE OF THE CFP PROGRAM ONE NIGHT A WEEK FROM 6-10 PM. COMPENSATED VIA 1099. ZERO HOURS DURING TRADING HOURS. 7TH HEAVEN PROPERTIES, LLC; OWNER; STARTED 5/2004; 4 HRS/MO. 7TH HEAVEN DISSOLVED 2009. DBA NAME; ALTA FINANCIAL, LLC. THIS LLC CURRENTLY ACTIVE BUT BOOK OF BUSINESS SOLD WITH BUY OUT OCCURRING OVER 24 MONTH PERIOD. LLC TO BE DISSOLVED ONCE BUYOUT COMPLETE. ELITE FANTASY SPORTS LLC DOING BUSINESS AS KERPLOOKEE.COM. A FANTASY GOLF WEBSITE STARTED 8/2009. ROLE: MANAGING MEMBER; DUTIES: OVERSEE WEBSITE; 8 HOURS/MONTH; 0 HOURS/MONTH DURING TRADING HOURS; 6101 BROOK SHADOW CT. GREENSBORO, NC 27410.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-07-31 |
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