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David Kosobucki

J.P. Morgan Securities LLC

Elk Grove Village, IL

Elk Grove Village, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-02-17
IL RA APPROVED 2013-09-04
  • TX RA
    APPROVED_RES
    Since 2016-02-17
  • IL RA
    APPROVED
    Since 2013-09-04

Branch Locations

100 E. Higgins Road, Elk Grove Village, IL 60007 • United States

940 Elk Grove Town Center, Elk Grove Village, IL 60007 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Elk Grove Village IL 09/2013 Present
Previous Registrations
  • 2011-03-04 → 2013-09-04
    U.S. Bancorp Investments, Inc.
    Chicago, IL
    Niles, IL
    Chicago, IL
    Chicago, IL
  • 2009-11-02 → 2011-03-14
    Ameriprise Financial Services, Llc
    Chicago, IL
    Evanston, IL
  • 2006-11-03 → 2009-11-03
    Chase Investment Services Corp.
    Elk Grove Village, IL
    Chicago, IL
    Scottsdale, AZ
    Elk Grove Village, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-02
S63 Uniform Securities Agent State Law Examination 2005-06-20
  • S65 Uniform Investment Adviser Law Examination
    2006-11-02
  • S63 Uniform Securities Agent State Law Examination
    2005-06-20
Other Names
  • David John Kosobucki

View on SEC IAPD

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Other Investors

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John Kenneth Lancaster
Megan Patricia Angle
KELLEY MARIE HARE
GENEVRA KNIGHT
RUSSELL JON WILSON
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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Elk Grove Village, IL
CETERA INVESTMENT ADVISERS LLC · ELK GROVE VILLAGE, IL
CETERA INVESTMENT ADVISERS LLC · ELK GROVE VILLIAGE, IL
LPL ENTERPRISE, LLC · ELK GROVE VILLAGE, IL
EQUITABLE ADVISORS, LLC · ARLINGTON HEIGHTS, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Mount Prospect, IL
EDWARD JONES · Mount Prospect, IL
EDWARD JONES · Arlington Heights, IL

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