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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-04-04
  • NE RA
    APPROVED
    Since 2025-04-04

Branch Locations

8055 O Street, Ste #110, Lincoln, NE 68510-2565 • United States

2535 Carleton Ave Ste B, Grand Island, NE 68803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berthel Fisher & Company Financial Services Inc Grand Island NE 02/2011 05/2024
Schroeder & Schreiner, P.C. Grand Island NE 11/1991 Present
Lpl Financial Llc Grand Island NE 04/2025 Present
Previous Registrations
Other Businesses

1 - 02/2025 - Village at Skyline Pines Group, LLC - Business Owner - Not Inv Related - 5 Hours/Month - 1 Hour During Trading - SD 57701 - OBA Start Date: 07/01/2017. 2 - 02/2025 - 2535 B LLC - Real Estate Rental - Inv Related - 5 Hours/Month - NE 68803 - OBA Start Date: 11/01/1995. 3 - 02/2025 - Xtragrow LLC - Other- Business Owner - Not Inv Related - 2 Hours/Month - 0.5 Hours During Trading - TX 75077 - OBA Start Date: 01/01/2016. 4 - 02/2025 - SBJLLA, LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - NE 68803 - OBA Start Date: 01/01/2016. 5 - 02/2025 - Whispering Winds Cottage, LLC - Business Owner - Not Inv Related - 5 Hours/Month - 0.5 Hours During Trading - NE 68310 - OBA Start Date: 07/01/2016. 6 - 02/2025 - Schroeder & Schreiner, P.C. - Professional Corporation Tax Prep/Accounting/CPA - Inv Related - 60 Hours/Month - 3 Hours During Trading - NE 68803 - OBA Start Date: 11/01/1991. 7 - 02/2025 - Quality Senior Villages, Inc - Business Owner - Not Inv Related - 5 Hours/Month - NE 68822 - OBA Start Date: 07/01/2014. 8 - 02/2025 - Frank Financial Concepts INC - DBA for LPL Business (entity for LPL business) - Inv Related - 4 Hours/Month - 0.5 Hours During Trading - At reported business location(s).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-31
S63 Uniform Securities Agent State Law Examination 2003-10-08
  • S65 Uniform Investment Adviser Law Examination
    2003-10-31
  • S63 Uniform Securities Agent State Law Examination
    2003-10-08

View on SEC IAPD

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