Scott Michael Curran

First Trust Advisors LP

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Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-02-14
IL	RA	APPROVED	2019-09-06

MA RA
APPROVED

Since 2025-02-14
IL RA
APPROVED

Since 2019-09-06

Branch Locations

Fairfield, CT • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sunamerica Asset Management Corp.	Jersey City	NJ	01/2014	08/2018
Aig Capital Services, Inc.	Jersey City	NJ	01/2014	08/2018
First Trust Portfolios L.P.	Wheaton	IL	08/2018	Present
First Trust Advisors L.P.	Wheaton	IL	08/2018	Present

01/2014 → 08/2018

Sunamerica Asset Management Corp.

Jersey City, NJ
01/2014 → 08/2018

Aig Capital Services, Inc.

Jersey City, NJ
08/2018 → Present

First Trust Portfolios L.P.

Wheaton, IL
08/2018 → Present

First Trust Advisors L.P.

Wheaton, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-09-05
S63	Uniform Securities Agent State Law Examination	2004-03-09

S65 Uniform Investment Adviser Law Examination

2019-09-05
S63 Uniform Securities Agent State Law Examination

2004-03-09

View on SEC IAPD

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