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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-23
GA RA APPROVED 2007-01-31
  • TX RA
    APPROVED_RES
    Since 2025-10-23
  • GA RA
    APPROVED
    Since 2007-01-31

Branch Locations

3475 Lenox Rd Ne Ste 600, Atlanta, GA 30326-3219 • United States

Sandy Springs, GA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Atlanta GA 01/2006 03/2020
Ameriprise Financial Services, Llc Atlanta GA 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 6616, Splashwater Dr, Flowery Branch, GA, 30542; Not Investment-Related; 06/01/2024. Independent Insurance Brokering; Guardian; 11/01/2019; Term Life. Business Ownership; Hanna Consulting Services; Owner; Paying bills for office and staff.; 8140 Jett Ferry Rd., , Sandy Springs, GA, 30350; Not Investment-Related; 10/10/2014; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Thu Clear, Inc.; Assocaite Financial Advisor; Manage advisory business; 622 Loridans Dr. NE, , Atlanta, GA, 30342; Investment-Related; 02/08/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-06
  • S66 Uniform Combined State Law Examination
    2006-12-06
Other Names
  • Andrew Hanna

View on SEC IAPD

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