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Jeffrey Thomas Jennings

Allspring Funds Management, LLC

Larkspur, CA

Charlotte, NC

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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-01
  • CA RA
    APPROVED
    Since 2022-03-01

Branch Locations

Larkspur, CA • United States

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Retail Management Andover MA 05/2015 02/2022
Allspring Funds Distributor Menomonee Falls WI 03/2022 Present
  • 05/2015 → 02/2022
    Putnam Retail Management
    Andover, MA
  • 03/2022 → Present
    Allspring Funds Distributor
    Menomonee Falls, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-12
S63 Uniform Securities Agent State Law Examination 2003-08-12
  • S65 Uniform Investment Adviser Law Examination
    2020-03-12
  • S63 Uniform Securities Agent State Law Examination
    2003-08-12

View on SEC IAPD

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