Chun Cao

Current Employers

Fractal Investments Llc

Glastonbury, CT • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-02-02

MA RA
APPROVED

Since 2021-02-02

Branch Locations

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fractal Investments Llc	Glastonbury	CT	12/2020	Present
Barings Llc	Boston	MA	06/2001	12/2020
Fractal Capital Management Llc	Glastonbury	CT	04/2021	Present

12/2020 → Present

Fractal Investments Llc

Glastonbury, CT
06/2001 → 12/2020

Barings Llc

Boston, MA
04/2021 → Present

Fractal Capital Management Llc

Glastonbury, CT

Previous Registrations

2021-11-22 → 2026-02-23

Fractal Capital Management Llc

Boston, MA

Other Businesses

Chun Cao is CCO and Michael Farrell is Managing Member; Fractal Capital Management LLC; Investment Related: Yes; Location: 226 Knollwood Drive, Glastonbury, CT 06033; Description of the business: registered investment adviser; Responsibilities Duties: Manage private funds; Start date with business: 2021-10-25; Hours devoted to business during trading hours: 20; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 10;