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Benjamin S Barnett

Wmg Financial Advisors, LLC

Knoxville, TN

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Current Employers
Wmg Financial Advisors, Llc

620 Mabry Hood Road Suite 101, Knoxville, TN 37932 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-03-04
  • TN RA
    APPROVED
    Since 2019-03-04

Branch Locations

620 Mabry Hood Road Suite 101, Knoxville, TN 37932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tennessee Knoxville TN 06/2011 02/2019
Ftb Advisors, Inc. Knoxville TN 05/2011 03/2019
Concourse Financial Group Securities, Inc. Knoxville TN 03/2019 10/2022
(Dba) Wmg Financial Advisors, Llc Knoxville TN 03/2019 Present
West Madison Auto Athens TN 03/2020 12/2022
(Dba) Wmg Financial Services, Llc Knoxville TN 03/2019 Present
  • 06/2011 → 02/2019
    First Tennessee
    Knoxville, TN
  • 05/2011 → 03/2019
    Ftb Advisors, Inc.
    Knoxville, TN
  • 03/2019 → 10/2022
    Concourse Financial Group Securities, Inc.
    Knoxville, TN
  • 03/2019 → Present
    (Dba) Wmg Financial Advisors, Llc
    Knoxville, TN
  • 03/2020 → 12/2022
    West Madison Auto
    Athens, TN
  • 03/2019 → Present
    (Dba) Wmg Financial Services, Llc
    Knoxville, TN
Previous Registrations
  • 2013-10-10 → 2019-03-04
    First Horizon Advisors, Inc.
    Knoxville, TN
  • 2013-05-22 → 2013-10-10
    Ftb Advisors, Inc.
    Memphis, TN
Other Businesses

(dba) WMG FINANCIAL ADVISORS; Investment Related; 620 Mabry Hood Road, Ste 101, Knoxville, TN 37932; Financial and Investment Services; Financial Professional; Start Date 03/2019; Financial and Retirement Income planning services. >> (dba) WMG FINANCIAL SERVICES ; Investment Related; 620 Mabry Hood Road, Suite 101, Knoxville, TN 37932; Insurance Agent ; Start Date 03/2019; Sell Insurance Products; 10 hours per month during trading hours;10 hours per month outside of trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-21
S63 Uniform Securities Agent State Law Examination 2003-12-04
  • S65 Uniform Investment Adviser Law Examination
    2013-05-21
  • S63 Uniform Securities Agent State Law Examination
    2003-12-04
Other Names
  • Benjamin Slater Barnett
  • Benjamin Barnett

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