John Wilson Tegtmeier

Current Employers

Employment History

• 01/2009 → Present
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Austin, TX

Previous Registrations

• 2011-06-28 → 2023-09-01
  Osaic Services, Inc.
  Overland Park, KS
  Austin, TX
  Phoenix, AZ
  Santa Monica, CA
• 2004-08-03 → 2009-08-14
  Independent Capital Management
  Santa Monica, CA

Other Businesses

1. SELLING INSURANCE PRODUCTS THROUGH CRUMP INSURANCE AND THROUGH INDEPENDENT CAPITAL MANAGEMENT. INVESTMENT ADVISOR, REGISTERED REPRESENTATIVE THROUGH THE CORPORATE RIA SINCE 2011. 50% OF TIME SPENT ON ACTIVITIES INCLUDING INVESTMENT ADVICE, INSURANCE SALES, (INCLUDING LIFE, HEALTH, ANNUITIES, LONG TERM CARE) AND ESTATE PLANNING PARALEGAL. 2. TEGWM, INC. POSITION: owner / partner NATURE: NOT A SECURITIES OR FINANCIAL PLANNING ACTIVITY! There is no crossover between my financial planning business and the rental of a separate structure on the property as a Vacation rental. This is a family real estate Partnershipand vacation rental business. I live on a lake property with several different structures. We live in one structure. and I have my office set up in one structure. One of the structure is rented out as a vacation rental / short term furnished rental. No office activities are performed in that structure and no client files or informationare stored there. The structure that is rentedis strictly used for the vacation rental business. The lake property also includes a boat dock that is rented out during high season on the lake. There are additional residential rental properties that I help the family manage. Duties include screening tenants, collecting rents and coordinating with cleaning, lawn care and maintenance personal. Activities primarily take place outside of market trading hours. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2018 ADDRESS: 4833 Eck Lane, Auston TX 78734, United States DESCRIPTION: Duties include screening tenants, collecting rents and coordinating with cleaning, lawn care and maintenance personal. And managing listing on short term rental websites. 3. Baja Holdings POSITION: Investor NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2006 ADDRESS: PO BOX 1306, FAIRACRES NM 88033 DESCRIPTION: It is now an LLC. It is a Real Estate Investment made with my parents in 2006 with the idea that they might retire in BAJA when my father retired. After the Global Economy collapsed in 2008 the development company combined everybody's interests into Baja Holdings, LLC in order to preserve the ownership interest in the land that the condos where to be built on. Currently no construction has taken place. 4. JOHN TEGTMEIER POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 08/12/2003 ADDRESS: 4833 Eck Lane, Austin TX 78734, United States DESCRIPTION: Insurance needs analysis as part of overall financial plan for clients. Take application and submit to insurance companies.

Exams

• S66 Uniform Combined State Law Examination
  2003-09-06

Designations