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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2014-08-11
TX RA APPROVED 2014-08-11
  • CT RA
    APPROVED
    Since 2014-08-11
  • TX RA
    APPROVED
    Since 2014-08-11

Branch Locations

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boston MA 08/2014 Present
Previous Registrations
  • 2009-01-21 → 2014-09-05
    Barclays Capital Inc.
    Boston, MA
  • 2007-10-02 → 2008-10-15
    Lehman Brothers Inc.
    New York, NY
    Boston, MA
Other Businesses

1) NAME OF OTHER BUSINESS: Boston Children's Museum/ INVESTMENT RELATED?: N / ADDRESS: 308 Congress Street Boston, MA / NATURE OF THE BUSINESS: Children's Museum / POSITION:/ DUTIES:Development, Procurement of Speakers, general ambassador for musuem/ START DATE: 12/01/2018/ HOURS DEVOTED TO BUSINESS: NA /// 2) Residence on Conway Street; United States,MA; United States; Residential Real Estate- Condominium,Former primary residence from 6/2012 to 9/2022. Moved to my current primary home and rented this unit out for $4,300 per month.,Maintain the property and pay all assciated costs with the operation.Start date -9/1/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-01
  • S66 Uniform Combined State Law Examination
    2007-10-01

View on SEC IAPD

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