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400 Sterling Drive, Orchard Park, NY 14127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-12 |
Branch Locations
400 Sterling Drive, Orchard Park, NY 14127 • United States
4500 Southwestern Blvd. Suite 100, Hamburg, NY 14075 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Meridia Community Fcu | Hamburg | NY | 11/2008 | Present |
| Lpl Financial Llc | Hamburg | NY | 10/2015 | Present |
| Silver Grove Advisory Services | Hamburg | NY | 03/2017 | Present |
1. 10/02/2015 - Non-Variable Insurance-commission trails only - 5% - HAMBURG, NY 2. 10/02/2015 - Meridia Community Federal Credit Union - Financial Institution Duty - 50% - HAMBURG, NY 3. 04/06/2016 * NO BUSINESS NAME * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 11/01/15 * a. Agent b. Specific Solutions and multiple outside carriers c. no d. no * 10 HRS/MO DURING SECS TRDG HRS. (4) 04/06/2017 -Silver Grove Advisory Services -investment related- At reported business location(s)- Registered Investment Advisor Hybrid -start 04/01/2017 -Hours per month 80/ hours during trading 80- I provide investment advisory services through Silver Grove Advisory Services, an investment advisor firm. I started this business activity on 4/5/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-08-08 |
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