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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-07-27 |
Branch Locations
16133 Ventura Blvd, Suite 700, Encino, CA 91436 • United States
Fort Wayne, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Ft Wayne | IN | 01/2013 | 08/2018 |
| Lpl Financial Llc | Elkhart | IN | 08/2018 | 01/2019 |
| Fifth Third Bank | Fort Wayne | IN | 02/2019 | 06/2022 |
| Fifth Third Securities | Fort Wayne | IN | 02/2019 | 06/2022 |
| The Leaders Group, Inc. | Littleton | CO | 07/2022 | Present |
| Midwood Financial | Encino | CA | 07/2022 | Present |
1.) MIDWOOD FINANCIAL - 7/3/2022 - 16133 Ventura Blvd, Suite 700 Encino, CA 91436 - Trainer, Facilitating Training Classes, Not Invt Rel, Insurance business, 40 hrs/mo; 0 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 7/27/2022 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) PRETTYNPOLISHED - 3/27/2025 - 11599 N. VENETIAN WAY, Cromwell, IN 46732 - Sole Proprietorship of this LLC, Reselling clothes and cosmetics etc., 20 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-26 |
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