Joshua Shapiro

Current Employers

Employment History

• 12/2015 → 10/2019
  The Prudential Insurance Company Of America
  Shelton, CT
• 12/2015 → 10/2019
  Prudential Annuities Distributors, Inc.
  Shelton, CT
• 12/2019 → 08/2021
  Vision 4 Fund Distributors
  Scottsdale, AZ
• 08/2021 → 04/2022
  Mutual Trust Company Of America Securities
  St. Petersburg, FL
• 04/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2020 → Present
  Financial Distributors Group
  Camarillo, CA
• 06/2022 → Present
  Bespoke Asset Management
  Encino, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2023 → Present
  Ventura Braves Baseball Club
  Camarillo, CA
• 08/2023 → Present
  Ventura County Unified School District, Foothill Technology High
  Ventura, CA

Previous Registrations

• 2021-10-04 → 2022-05-05
  Mutual Trust Asset Mgmt., Inc.
  Camarillo, CA
• 2015-12-16 → 2019-11-21
  Ast Investment Services, Inc.
  Shelton, CT
• 2012-02-15 → 2014-03-31
  Partnervest Advisory Services Llc
  Santa Barbara, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: AGENT START DATE: 3/2006 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM-CARE; 2. NAME OF OTHER BUSINESS: BESPOKE ASSET MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2022, POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: SAFE HARBOR FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: 935 KINGS HIGHWAY, SUITE 300, WEST DEPTFORD, NJ 08086, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR SALE AND SERVICE OF FIXED INSURANCE; 4. NAME OF OTHER BUSINESS: FINANCIAL DISTRIBUTORS GROUP; INVESTMENT RELATED: YES, ADDRESS: 935 KINGS HIGHWAY, SUITE 300, WEST DEPTFORD, NJ 08086, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: REGIONAL DIRECTOR, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR SALE AND SERVICE OF FIXED INSURANCE; 5. NAME OF OTHER BUSINESS: VENTURA BRAVES BASEBALL CLUB INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: BASEBALL CLUB; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: GENERAL MANAGER/BASEBALL COACH; APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: MANAGE & COACH BASEBALL; 6. NAME OF OTHER BUSINESS: VENTURA COUNTY UNIFIED SCHOOL DISTRICT, FOOTHILL TECHNOLOGY HIGH SCHOOL; INVESTMENT RELATED: NO; ADDRESS: 100 DAY RD, VENTURA, CA 93003; NATURE OF BUSINESS: HIGH SCHOOL BASEBALL; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: ASSISTANT HIGH SCHOOL BASEBALL COACH; APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: COACH HIGH SCHOOL BASEBALL; 7. NAME OF OTHER BUSINESS: BESPOKE ENTERPRISES, INC DBA BESPOKE ASSET MANAGEMENT; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY TO SUPPORT FINANCIAL SERVICES BUSINESS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-02-10
• S63 Uniform Securities Agent State Law Examination
  2006-01-30

Other Names

• Josh Shapiro
• Joshua Elijah Shapiro