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Kuldip Kumar Ambastha

Ambastha Financial LLC

Mountain View, CA

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Current Employers
Ambastha Financial Llc

Mountain View, CA • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-05-13
TX RA APPROVED_RES 2019-05-08
CA RA APPROVED 2019-03-28
  • LA RA
    APPROVED
    Since 2019-05-13
  • TX RA
    APPROVED_RES
    Since 2019-05-08
  • CA RA
    APPROVED
    Since 2019-03-28

Branch Locations

Mountain View, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ambastha Financial Llc Mountain View CA 10/2018 Present
Aspiriant Los Angeles CA 03/2015 02/2018
Unemployed Mountain View CA 03/2018 09/2018
  • 10/2018 → Present
    Ambastha Financial Llc
    Mountain View, CA
  • 03/2015 → 02/2018
    Aspiriant
    Los Angeles, CA
  • 03/2018 → 09/2018
    Unemployed
    Mountain View, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-26
  • S65 Uniform Investment Adviser Law Examination
    2019-03-26

View on SEC IAPD

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