Mary Frances Rickford

Northwestern Mutual Investment Services, LLC

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Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2011-01-04

AR RA
APPROVED

Since 2011-01-04

Branch Locations

Benton, AR • United States

1770 Kirby Pkwy Ste 400 Forum Iii, Memphis, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Calvin Biggers	Little Rock	AR	04/2007	Present
Northwestern Mutual Investment Services, Llc	Little Rock	AR	12/2009	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	04/2012	Present
Todd Christian Boswell	Little Rock	AR	06/2022	Present
First Collect Services	Benton	AR	05/2024	07/2025

04/2007 → Present

Calvin Biggers

Little Rock, AR
12/2009 → Present

Northwestern Mutual Investment Services, Llc

Little Rock, AR
04/2012 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI
06/2022 → Present

Todd Christian Boswell

Little Rock, AR
05/2024 → 07/2025

First Collect Services

Benton, AR

Previous Registrations

2003-12-20 → 2007-03-26

Ameriprise Financial Services, Llc

Little Rock, AR

Little Rock, AR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-12-30
S63	Uniform Securities Agent State Law Examination	2010-10-26
S66	Uniform Combined State Law Examination	2003-12-19

S65 Uniform Investment Adviser Law Examination

2010-12-30
S63 Uniform Securities Agent State Law Examination

2010-10-26
S66 Uniform Combined State Law Examination

2003-12-19

Other Names

Mary Frances Banks

View on SEC IAPD

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