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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-02-15 |
| NY | RA | APPROVED | 2023-02-15 |
Branch Locations
30-50 Whitestone Expwy Suite 105-D, Flushing, NY 11354 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Flushing | NY | 02/2014 | 12/2022 |
| World Financial Group, Inc. | Flushing | NY | 07/2013 | Present |
| New York Notary Public | Brooklyn | NY | 06/2020 | Present |
| New York State Of Health The Official Health Plan Marketplace | New York | NY | 05/2021 | Present |
| Transamerica Financial Advisors, Inc | Flushing | NY | 02/2023 | Present |
| Davis & Gilbert Llp | New York | NY | 04/2008 | 05/2022 |
| Arentfox Schiff Llp | New York | NY | 05/2022 | 11/2024 |
| Sparks Fly | Brooklyn | NY | 06/1995 | Present |
| Candle Properties | Brooklyn | NY | 04/2023 | Present |
| Milbank Llp | New York | NY | 03/2025 | Present |
| Ritter Insurance Marketing | Harrisburg | PA | 09/2016 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. New York State of Health the Official Health Plan Marketplace | 05/2021 | New York, New York | investment related | Broker New York Notary Public | 6/2020 | Brooklyn, NY | Nortary | not investment related SPARKS FLY/Investment Related - No/609 Myrtle Avenue, 3A Brooklyn, New York 11205/author/sole proprietor/06.1995/2/0/author CANDLE PROPERTIES POSITION: Sole Member NATURE: Entity Ownership INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/24/2023 ADDRESS: 609 Myrtle Avenue, Suite 3A, Brooklyn NY 11205, United States DESCRIPTION: Buy, sell and rent real estate on an as needed basis MILBANK LLP POSITION: Intellectual Property Legal Assistant NATURE: International law firm INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 7 START DATE: 03/17/2025 ADDRESS: 55 Hudson Yards, New York NY 10001, United States DESCRIPTION: intellectual property paralegal work; transfer of title recordals, maintenance and prosecution in the U.S. Patent & Trademark Office and US Copyright Office Ritter Insurance Marketing Investment related No Harrisburg, PA Health Insurance Agent 09/01/2016
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-08 |
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