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Inactive

Gregg Edward Cummings

Savvy

Lake In The Hills, IL

New York, NY

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Current Employers
Savvy

111 West 33Rd Street Unit 1410, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-05-19
TX RA APPROVED 2026-05-19
  • IL RA
    APPROVED
    Since 2026-05-19
  • TX RA
    APPROVED
    Since 2026-05-19

Branch Locations

Lake In The Hills, IL • United States

111 West 33Rd Street Unit 1410, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lake In The Hills IL 03/2011 05/2026
Savvy Lake In The Hills IL 05/2026 Present
Previous Registrations
  • 2013-05-31 → 2026-05-29
    Lpl Financial Llc
    Chicago, IL
    Chicago, IL
    Itasca, IL
    Bartlett, IL
    Itasca, IL
    Lake In The Hills, IL
    Atlanta, GA
    Lake In The Hills, IL
    Lake In The Hills, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-30
S63 Uniform Securities Agent State Law Examination 2003-10-10
  • S65 Uniform Investment Adviser Law Examination
    2013-05-30
  • S63 Uniform Securities Agent State Law Examination
    2003-10-10
Other Names
  • Gregg Cummings

View on SEC IAPD

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