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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-23
  • TX RA
    APPROVED
    Since 2016-03-23

Branch Locations

5675 Woodrow Bean Suite 13, El Paso, TX 79924 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Independent Financial Group, Llc El Paso TX 02/2016 Present
Previous Registrations
Other Businesses

(1) FREEDOM INSURANCE SERVICES POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/27/2015 ADDRESS: 5675 Woodrow Bean, Suite 13, El Paso TX 79924, United States DESCRIPTION: Insurance Agent providing various types of insurance products. (2) FREEDOM TAX SERVICES POSITION: Independent Contractor NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 02/05/2014 ADDRESS: 5675 Woodrow Bean, Suite 13, El Paso TX 79924, United States DESCRIPTION: Tax Preparation (3) FREEDOM NOTARY SERVICES POSITION: Independent Contractor NATURE: Notary INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: 5675 Woodrow Bean, Suite 13, El Paso TX 79924, United States DESCRIPTION: Notarization Of Documents (4) MARINER PROPERTIES POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 65 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 5675 Woodrow Bean, Suite 13, El Paso TX 79924, United States DESCRIPTION: 100% OWNER OF MARINER PROPERTIES OFFERING RESIDENTIAL PROPERTY RENTALS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-01
S63 Uniform Securities Agent State Law Examination 1999-12-27
  • S65 Uniform Investment Adviser Law Examination
    2000-06-01
  • S63 Uniform Securities Agent State Law Examination
    1999-12-27
Other Names
  • Bob Sweet

View on SEC IAPD

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