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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-02 |
| AL | RA | APPROVED | 2024-03-13 |
| TX | RA | APPROVED | 2024-03-13 |
Branch Locations
Palm Beach, FL • United States
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rfg Advisory, Llc | Birmingham | AL | 11/2023 | Present |
| Martin Fund Management | Palm Beach | FL | 03/2023 | 11/2023 |
| Unemployed | Palm Beach | FL | 01/2023 | 03/2023 |
| Blue Line Futures | Chicago | IL | 09/2021 | 01/2023 |
| Unemployed | Atlanta | GA | 02/2021 | 09/2021 |
| Intercontinental Exchange | Atlanta | GA | 01/2013 | 02/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-21 |
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