Larry Wendel Mathis

Current Employers

Employment History

• 04/2014 → 02/2018
  Sii Investments
  Lake Oswego, OR
• 02/2018 → 09/2020
  Lpl Financial Llc
  Lake Oswego, OR
• 09/2020 → 09/2023
  Sagepoint Financial, Inc.
  Lake Oswego, OR
• 09/2023 → Present
  Osaic Wealth, Inc.
  Lake Oswego, OR

Previous Registrations

• 2020-09-02 → 2023-09-01
  Osaic Services, Inc.
  Lake Oswego, OR
• 2018-02-14 → 2020-09-11
  Lpl Financial Llc
  Lake Oswego, OR
  Vancouver, WA
• 2014-05-22 → 2018-02-14
  Sii Investments, Inc.
  Lake Oswego, OR

Other Businesses

1)TONY D REA COMPANY, LLC POSITION: Other NATURE: Group Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2005 ADDRESS: 4949 Meadows Rd, Suite 620, Lake Oswego OR 97035, United States DESCRIPTION: I refer my group medical/dental to Tony as he specializes in this area of expertise. 2) PEARSON FINANCIAL GROUP POSITION: Financial Planner, Investment Advisor NATURE: SoleProprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2014 ADDRESS: 3 Centerpointe Drive, Suite 200, Lake Oswego OR 97035, United States DESCRIPTION: Financial Planner Investment Advisor 3) ASH BROKERAGE POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/09/2021 ADDRESS: 888 S. Harrison St., Suite 900, Fort Wayne IN 46802, United States DESCRIPTION: Obtaining Life Insurance for clients. 4) RENTAL PROPERTY POSITION: Owner NATURE: Owner of long-term rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 3928 E 8th St, Vancouver WA 98661, United States DESCRIPTION: General maintenance and cleaning

Exams

• S66 Uniform Combined State Law Examination
  2003-08-18