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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-12 |
| TX | RA | APPROVED | 2024-01-24 |
Branch Locations
Round Rock, TX • United States
6455 South Yosemite Street Suite 425, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Austin | TX | 10/2016 | 03/2020 |
| Bankers Life And Casualty | Austin | TX | 10/2015 | 10/2016 |
| Bank Of America Na | Austin | TX | 04/2017 | 03/2020 |
| Edward Jones | St Louis | MO | 03/2020 | 03/2023 |
| Pruco Securities, Llc | Austin | TX | 03/2023 | 12/2023 |
| The Prudential Insurance Company Of America | Austin | TX | 03/2023 | 12/2023 |
| Guardian Life Insurance Company | Austin | TX | 11/2023 | 07/2026 |
| Park Avenue Securities Llc | Austin | TX | 01/2024 | 07/2026 |
| Guardian Life Insurance Company | Austin | TX | 06/2024 | 07/2026 |
| Park Avenue Securities | Austin | TX | 06/2024 | 07/2026 |
| Guardian Life Insurance Company | Greenwood Village | CO | 07/2026 | Present |
| Park Avenue Securities | Greenwood Village | CO | 07/2026 | Present |
| Park Avenue Securities | Round Rock | TX | 07/2026 | Present |
| Guardian Life Insurance Company | Round Rock | TX | 07/2026 | Present |
1. RoRo Es Loco, LLC, Start Date: 12/01/2024, Address: N/A, 0 hours per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-20 |
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