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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-16
NY RA APPROVED 2024-09-30
TX RA APPROVED 2024-09-30
  • NJ RA
    APPROVED
    Since 2025-05-16
  • NY RA
    APPROVED
    Since 2024-09-30
  • TX RA
    APPROVED
    Since 2024-09-30

Branch Locations

Short Hills, NJ • United States

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation New York NY 01/2014 08/2018
Bny Mellon New York NY 01/2014 08/2018
Jpmorgan Chase Bank Na New York NY 09/2018 09/2024
Jpmorgan Securities Llc New York NY 09/2018 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 09/2024 Present
Bank Of America, N.A. New York NY 12/2024 Present
  • 01/2014 → 08/2018
    Mbsc Securities Corporation
    New York, NY
  • 01/2014 → 08/2018
    Bny Mellon
    New York, NY
  • 09/2018 → 09/2024
    Jpmorgan Chase Bank Na
    New York, NY
  • 09/2018 → 09/2024
    Jpmorgan Securities Llc
    New York, NY
  • 09/2024 → Present
    New York, NY
  • 12/2024 → Present
    Bank Of America, N.A.
    New York, NY
Previous Registrations
  • 2024-04-05 → 2024-10-01
    New York, NY
    New York, NY
  • 2005-06-16 → 2014-02-06
    Msi Financial Services, Inc.
    Piscataway, NJ
    Iselin, NJ
    Paramus, NJ
    Piscataway, NJ
Other Businesses

Entity Name: MonsterfulVR Inc Investment related: No Address: New York City, NY http://monsterfulvr.com/ Nature of the other business: We create VR/AI training platforms for the professional and amateur rank and build and launch immersive sensory entertainment activations. Position/Title/Relationship: Advisory Board Member Start Date: 04-May-2017 Approximate # of hours a month: 2 Approximate # of hours during securities trading hours: 4 annually Briefly describe your duties: I will help advise the CEO and team to the degree of structure, marketing and overall business decisions. I*2042275, Entity Type, Entity for Profit, Name of OBA: Shady Barkley LLC, Address: Pasadena, CA, 91107, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 09/01/2019, No Hours: 1hr/Ann, No Hours during trading: 0, Duties: the entity is solely used for private, non publicly traded investments and is a holding company.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-01
S63 Uniform Securities Agent State Law Examination 2018-10-18
  • S65 Uniform Investment Adviser Law Examination
    2024-04-01
  • S63 Uniform Securities Agent State Law Examination
    2018-10-18
Other Names
  • Michael Puleio

View on SEC IAPD

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