Vincent Fontana

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-26

NY RA
APPROVED

Since 2021-03-26

Branch Locations

Hoboken, NJ • United States

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mbsc Securities Corporation	New York	NY	08/2016	05/2017
Hsbc Securities	New York	NY	05/2017	Present
Hsbc Bank Usa Inc	New York	NY	05/2017	Present

08/2016 → 05/2017

Mbsc Securities Corporation

New York, NY
05/2017 → Present

Hsbc Securities

New York, NY
05/2017 → Present

Hsbc Bank Usa Inc

New York, NY

Other Businesses

1. NYU Stern School of Business 2. No 3. 44 West 4th Street, New York, NY 10012 4. Higher education institution 5. Part-time Professor (Teacher) 6. Adjunct Professor 7. None 8. September 2021 9. 20 10. 0 11. Teach graduate students of the NYU Stern School Langone business program Mgmt Communications coursework during the evening and weekends --- 2 - 3 classes a year.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-06
S63	Uniform Securities Agent State Law Examination	2016-12-15

S66 Uniform Combined State Law Examination

2021-04-06
S63 Uniform Securities Agent State Law Examination

2016-12-15

Designations

Other Names

Vincent T Fontana

View on SEC IAPD