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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • MA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

507 County Street, Taunton, MA 02780 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Of Taunton Taunton MA 04/1996 Present
Smith Financial Services Raynham MA 01/2003 Present
Avantax Investment Services, Inc. Taunton MA 05/2005 09/2025
Avantax Advisory Services Raynham MA 06/2005 09/2025
Commonwealth Of Massachusetts Randolph MA 06/2016 Present
City Of Taunton Taunton MA 05/2005 Present
Avantax Insurance Agency, Llc. Taunton MA 03/2020 09/2025
Cetera Wealth Services, Llc Taunton MA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 04/1996 → Present
    City Of Taunton
    Taunton, MA
  • 01/2003 → Present
    Smith Financial Services
    Raynham, MA
  • 05/2005 → 09/2025
    Avantax Investment Services, Inc.
    Taunton, MA
  • 06/2005 → 09/2025
    Avantax Advisory Services
    Raynham, MA
  • 06/2016 → Present
    Commonwealth Of Massachusetts
    Randolph, MA
  • 05/2005 → Present
    City Of Taunton
    Taunton, MA
  • 03/2020 → 09/2025
    Avantax Insurance Agency, Llc.
    Taunton, MA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Taunton, MA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2005-06-30 → 2025-09-05
    Avantax Advisory Services
    Raynham, MA
    Taunton, MA
Other Businesses

Law Office of Daniel P. McCabe~'NIR'~PO Box 2806~Taunton~MA~02780~Attorney/Legal Practice~Owner/Sole Proprietor~1/1/2010~15hrs~0hrs~General practice of law.|Commonwealth of Massachusetts~'NIR'~6 Adams St~Randolph~MA~02368~Government~Teacher/Professor/Trainer~6/30/2016~24hrs~24hrs~Part time instructor for the Municipal Police Training Committee|County St Condominiums Trust~'NIR'~507 County St~Taunton~MA~02780~Other~Other~12/23/2009~2hrs~2hrs~No investment account. Not rep. of record. One of four trustees to manage property common areas for business condo.|City of Taunton~'NIR'~23 Summer St.~Taunton~MA~02780~Law Enforcement/Police Officer~Employee~5/12/2005~160hrs~78hrs~Enforce state and local laws.|County Street Condominiums Trust~'NIR'~507 County St~Taunton~MA~02780~Rental Property Owner/Management~Other~1/14/2010~1hrs~1hrs~Pay bills for condominium trust. No investment account.|Smith Financial Services, Inc~'NIR'~507 County St~Taunton~MA~02780~Tax Preparation/Accounting~Secretary~1/1/2006~40hrs~10hrs~Maintain corporate minutes. Tax preparer.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-06
  • S66 Uniform Combined State Law Examination
    2005-06-06

View on SEC IAPD

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