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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-19
MI RA APPROVED 2010-10-19
  • TX RA
    APPROVED
    Since 2011-01-19
  • MI RA
    APPROVED
    Since 2010-10-19

Branch Locations

Troy, MI • United States

Rochester, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Troy MI 09/2005 03/2020
Ameriprise Financial Services, Llc Troy MI 03/2020 Present
Other Businesses

Business Ownership; David Brazen; Co-owner; Manage Ameriprise Business; 1301 West Long Lake Road, , Troy, MI, 48098; Not Investment-Related; 12/01/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-12
  • S66 Uniform Combined State Law Examination
    2010-09-12

View on SEC IAPD

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