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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| GA | RA | APPROVED | 2009-06-01 |
Branch Locations
3280 Peachtree Road Northeast, Suite 2000 Pwm, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Atlanta | GA | 06/2009 | Present |
*490245- Estate; Investment related Yes; Pineview, Georgia; Estate; Executor/Co-Executor; 04/2022; During business hours: 0; After business hours: 5; * 493974 - Estate; Investment related Yes; Pineview, Georgia; Estate; Executor/Co-Executor; 04/2022; During business hours: 0; After business hours: 5; *576892 - Co-Ownership of Farmland in Johnson County, GA; Investment Related:Yes; Wrightsville, Georgia; Agriculture; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2023; During Business Hours: 0; After Business Hours: 0; Other
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-20 |
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