Kwesi Adesina Simmsparris

Current Employers

Kaspian Wealth Management

172 Broadway Front Bldg, Suite 102, Woodcliff Lake, NJ 07677 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APP_PEND_IARCE	2026-01-01
NY	RA	APPROVED	2021-03-30

NJ RA
APP_PEND_IARCE

Since 2026-01-01
NY RA
APPROVED

Since 2021-03-30

Branch Locations

172 Broadway Front Bldg, Suite 102, Woodcliff Lake, NJ 07677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kaspian Financial Service, Inc.	Woodcliff Lake	NJ	10/2001	Present
Kaspian Wealth Management Inc.	Woodcliff Lake	NJ	02/2012	Present

10/2001 → Present

Kaspian Financial Service, Inc.

Woodcliff Lake, NJ
02/2012 → Present

Kaspian Wealth Management Inc.

Woodcliff Lake, NJ

Previous Registrations

2005-09-08 → 2011-10-04

Cetera Wealth Services, Llc

Teaneck, NJ

Edison, NJ

Edison, NJ

Teaneck, NJ
2003-08-18 → 2003-10-07

Ameriprise Financial Services, Llc

Paramus, NJ

Other Businesses

1) Kaspian Financial; Owner, Investment Related, CPA and Insurance Agent, 20 Hours/week. Offering accounting and insurance products/services to Clients.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-08-14

S66 Uniform Combined State Law Examination

2003-08-14

Other Names

Kwesi Adesina Parris

View on SEC IAPD