Andrew Richard Avellan

Current Employers

Employment History

• 06/2003 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 06/2003 → 01/2021
  Equitable Advisors, Llc
  Bala Cynwyd, PA
• 03/2021 → Present
  Lpl Financial, Llc
  Berwyn, PA
• 03/2021 → Present
  Jacobi Capital Management, Llc
  Berwyn, PA

Previous Registrations

• 2003-10-22 → 2021-02-03
  Equitable Advisors, Llc
  Bala Cynwyd, PA
  Bala Cynwyd, PA

Other Businesses

1. 3/2021 - DBA for LPL Business (entity for LPL business) - JACOBI WEALTH ADVISORS - Investment Related - Berwyn, PA - 26 hrs/mo - 26 hrs/mo during securities trading hours - Duties are FINRA business 2. 3/19/2021 - JACOBI CAPITAL MANAGEMENT, LLC - DBA: (Hybrid) JACOBI WEALTH ADVISORS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/01/2021 - 20 Hours Per Month/5 Hours During Securities Trading - Time Spent 20%. 3. 3/19/2021 - JACOBI CAPITAL MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/01/2021 - 140 Hours Per Month/25 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through JACOBI CAPITAL MANAGEMENT, LLC, an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/15/2021 - Premier Brokerage LLC - Investment Related - 604 Harper Ave, Jenkintown, PA 19046 - Non-Variable Insurance - Agent - Start Date: 05/17/2021- 10 Hours Per Month/5 Hours During Securities Trading. 5. 11/24/2021 - Cavalier Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/12/2021 - 10 Hours Per Month/5 Hours During Securities Trading. 6. 3/13/2023 - No Business Name - Investment Related - Narberth PA 19072 - Real Estate Rental - Start Date - 08/02/2021 - 1 Hours Per Month/0 Hours During Securities Trading 7. 04/25/2024 - Avellan Financial INC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 160 Hours Per Month/ 140 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2003-07-16