William James Weglein

Current Employers

Alere Planning Llc

Isle Of Palms, SC • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-04-13
MD	RA	APPROVED	2017-04-12
PA	RA	APPROVED	2017-03-02

SC RA
APPROVED

Since 2023-04-13
MD RA
APPROVED

Since 2017-04-12
PA RA
APPROVED

Since 2017-03-02

Branch Locations

Isle Of Palms, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America, Inc	Timonium	MD	08/2012	02/2017
Securities America Advisors, Inc.	Timonium	MD	08/2012	02/2017
Purshe Kaplan Sterling Investments	Albany	NY	02/2017	Present
Alere Planning Llc	Isle Of Palms	SC	02/2017	Present

08/2012 → 02/2017

Securities America, Inc

Timonium, MD
08/2012 → 02/2017

Securities America Advisors, Inc.

Timonium, MD
02/2017 → Present

Purshe Kaplan Sterling Investments

Albany, NY
02/2017 → Present

Alere Planning Llc

Isle Of Palms, SC

Previous Registrations

2012-09-04 → 2017-02-27

Securities America Advisors, Inc.

Timonium, MD
2007-03-27 → 2012-09-13

Lpl Financial Llc

Hunt Valley, MD

Other Businesses

1. PKS Financial-Investment related-80 State St, Albany, NY 12207-Fixed/Traditional insurance-Agent-2/2017-8 hrs/mth-0 during trading hrs-Sale of fixed/traditional insurance products 2. Alere Planning LLC-Investment related-At registered location-Fixed/ Traditional insurance-Agent- 2/2017-8 hrs/mth-0 during trading hrs-sale of fixed/traditional insurance products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-26

S66 Uniform Combined State Law Examination

2007-03-26

Other Names

Jim Weglein
W James Weglein

View on SEC IAPD