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Current Employers
Navy Federal Investment Services, Llc

1007 Electric Ave, Vienna, VA 22180 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-02-03
PA RA APPROVED 2026-01-13
CO RA APPROVED 2025-04-09
GA RA APPROVED 2024-12-05
VT RA APPROVED 2024-11-18
SC RA APPROVED 2024-07-10
FL RA APPROVED 2024-06-21
HI RA APPROVED 2024-06-21
TX RA APPROVED_RES 2024-06-20
VA RA APPROVED 2024-06-20
NC RA APPROVED 2020-01-30
  • ME RA
    APPROVED
    Since 2026-02-03
  • PA RA
    APPROVED
    Since 2026-01-13
  • CO RA
    APPROVED
    Since 2025-04-09
  • GA RA
    APPROVED
    Since 2024-12-05
  • VT RA
    APPROVED
    Since 2024-11-18
  • SC RA
    APPROVED
    Since 2024-07-10
  • FL RA
    APPROVED
    Since 2024-06-21
  • HI RA
    APPROVED
    Since 2024-06-21
  • TX RA
    APPROVED_RES
    Since 2024-06-20
  • VA RA
    APPROVED
    Since 2024-06-20
  • NC RA
    APPROVED
    Since 2020-01-30

Branch Locations

1007 Electric Ave, Vienna, VA 22180 • United States

21 Eagle Wing Way, Garner, NC 27529 • United States

Fuquay Varina, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fuquay-Varinia NC 10/2010 09/2016
Triad Advisors, Inc. Norcross GA 09/2016 02/2019
Proximity Financial Partners Raleigh NC 09/2016 01/2020
Arkadios Capital Atlanta GA 03/2019 01/2020
Arkadios Wealth Advisors Atlanta GA 03/2019 01/2020
Navy Federal Financial Group, Llc Garner NC 01/2020 Present
Navy Federal Investment Services, Llc Garner NC 01/2020 Present
  • 10/2010 → 09/2016
    Wells Fargo Advisors Llc
    Fuquay-Varinia, NC
  • 09/2016 → 02/2019
    Triad Advisors, Inc.
    Norcross, GA
  • 09/2016 → 01/2020
    Proximity Financial Partners
    Raleigh, NC
  • 03/2019 → 01/2020
    Arkadios Capital
    Atlanta, GA
  • 03/2019 → 01/2020
    Atlanta, GA
  • 01/2020 → Present
    Navy Federal Financial Group, Llc
    Garner, NC
  • 01/2020 → Present
    Garner, NC
Previous Registrations
  • 2019-03-04 → 2020-01-30
    Raleigh, NC
  • 2016-09-26 → 2019-03-04
    Triad Advisors Llc
    Raleigh, NC
    Atlanta, GA
  • 2010-10-15 → 2016-09-29
    Siler City, NC
    Fuquay Varina, NC
    Raleigh, NC
    Sanford, NC
    Fuquay Varina, NC
    Raleigh, NC
    Wilmington, NC
  • 2005-01-03 → 2010-10-18
    Truist Investment Services, Inc.
    Apex, NC
    Cary, NC
    Cary, NC
    Durham, NC
    Apex, NC
    Faquay Varina, NC
    Apex, NC
    Apex, NC
    Cary, NC
    Raleigh, NC
    Cary, NC
    Garner, NC
    Raleigh, NC
    Aberdeen, NC
    Dunn, NC
    Erwin, NC
    Garner, NC
    Fuquay Varina, NC
    Fuquay-Varina, NC
  • 2003-11-20 → 2005-01-03
    Ncf Financial Services, Inc.
    Cary, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-20
  • S66 Uniform Combined State Law Examination
    2003-10-20
Other Names
  • Diane Koralle Mcdonald
  • Diane M. Staples

View on SEC IAPD

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