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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2005-02-14 |
| TX | RA | APPROVED | 2004-12-09 |
| NJ | RA | APPROVED | 2004-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Quincy | MA | 06/2003 | Present |
| Bank Of America, N.A. | Providence | RI | 06/2011 | Present |
I*91564 For profit or not for profit: Non-Profit Organization Name of outside business organization: Ronald McDonald House Providence Investment related: N Address of business: Providence, Rhode Island 2903 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 3/15/2016 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Serve on Finance Committee. I*98651 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HARWICHPORT, MA INVESTMENT RELATED: N ADDRESS OF BUSINESS: HARWICHPORT, MASSACHUSETTS 2646 NATURE OF BUSINESS: OTHER,THIS HOME IS OWNED JOINTLY WITH MY WIFE POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/10/2017 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A HOME THAT WAS PURCHASED IN HARWICHPORT, MA IN SEPTEMBER 2016 IN THE NAME OF MYSELF AND MY WIFE. IT WILL BE RENTED BETWEEN JUNE - OCTOBER EACH YEAR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-08 |
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