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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-05-18
  • FL RA
    APPROVED
    Since 2010-05-18

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs International, Inc. Miami FL 10/2009 Present
Ubs Ag Miami FL 10/2009 Present
Ubs Financial Services Inc. Weehawken NJ 01/2010 Present
  • 10/2009 → Present
    Ubs International, Inc.
    Miami, FL
  • 10/2009 → Present
    Ubs Ag
    Miami, FL
  • 01/2010 → Present
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-13
  • S66 Uniform Combined State Law Examination
    2010-05-13

View on SEC IAPD

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