Vicky Nichole Labuguen

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-07-18
WA	RA	APPROVED	2016-07-18

TX RA
APPROVED

Since 2016-07-18
WA RA
APPROVED

Since 2016-07-18

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Edmonds, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird	Seattle	WA	07/2016	Present

07/2016 → Present

Robert W. Baird

Seattle, WA

Previous Registrations

2014-04-01 → 2016-07-19

Ubs Financial Services Inc.

Bellevue, WA
2011-01-28 → 2014-04-03

Wells Fargo Clearing Services, Llc

Seattle, WA

Seattle, WA

Other Businesses

4) Name: Rental Property; Not investment-related; Address: 5512 125th St SE, Snohomish, WA 98296; Nature: Rental Property; Role: Owner/Property Manager; Start Date: 9/1/2017; Appx hrs: 48 hours/year; Hrs during trading: 0; Duties: Homeowners and property managers. Renting out previous residence.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-03-07
S63	Uniform Securities Agent State Law Examination	2004-01-17

S65 Uniform Investment Adviser Law Examination

2011-03-07
S63 Uniform Securities Agent State Law Examination

2004-01-17

Other Names

Vicky Hurst
Vicky Nichole Hurst

View on SEC IAPD