Sandeep Madhavan

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-11-08
TX	RA	APPROVED_RES	2007-05-10

CA RA
APPROVED

Since 2012-11-08
TX RA
APPROVED_RES

Since 2007-05-10

Branch Locations

5055 Canyon Crest Dr Ste 112, Riverside, CA 92507-6015 • United States

222 Pacific Coast Hwy Fl 10, El Segundo, CA 90245 • United States

14771 Plaza Dr Ste M, Tustin, CA 92780 • United States

Santa Ana, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Boston	MA	08/2003	03/2020
Ameriprise Financial Services, Llc	Tustin	CA	03/2020	Present

08/2003 → 03/2020

Ameriprise Financial Services, Inc.

Boston, MA
03/2020 → Present

Ameriprise Financial Services, Llc

Tustin, CA

Other Businesses

Real Estate Ownership; Commercial; Plaza Dr., , Tustin, CA, 92780; Not Investment-Related; 03/18/2019 / Commercial; w129 n10880 washington dr, , Germantown, WI, 53022; Investment-Related; 12/22/2019. Business Ownership; Timberline Lane LLC; manage financial aspects of financial planning business; financial service management; 14771 Plaza Dr. Suite M, , Tustin, CA, 92780; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Santiago Canyon College Foundation; Member; 8045 East Chapman Ave. , Bldg A-213, Orange, CA, 92869; Not Investment-Related; 10/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Tustin Western Little League; Player Agent; 18870 Foothill Blvd., , North Tustin, CA, 92705; Not Investment-Related; 02/01/2024; 10 to 19 hours per month; 1 to 9 during trading hours / Wellington Pines Board of Directors; Secretary; 19800 MacArthur Blvd, Suite 300, Irvine, CA, 92612; Not Investment-Related; 05/15/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-08-26

S66 Uniform Combined State Law Examination

2003-08-26

Designations

View on SEC IAPD