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Neil Ray Peplinski

Kingsview Wealth Management, LLC

Chicago, IL

Grants Pass, OR

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Current Employers
Kingsview Wealth Management, Llc

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-10-01
  • IL RA
    APPROVED
    Since 2021-10-01

Branch Locations

33 N La Salle St Suite 2510, Chicago, IL 60602 • United States

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cedar Capital Advisors, Llc Chicago IL 11/2008 08/2022
Good Harbor Financial, Inc. Chicago IL 04/2008 08/2022
Kingsview Wealth Management Llc Chicago IL 03/2021 Present
Kingsview Partners Llc Grants Pass OR 03/2021 Present
  • 11/2008 → 08/2022
    Cedar Capital Advisors, Llc
    Chicago, IL
  • 04/2008 → 08/2022
    Good Harbor Financial, Inc.
    Chicago, IL
  • 03/2021 → Present
    Kingsview Wealth Management Llc
    Chicago, IL
  • 03/2021 → Present
    Kingsview Partners Llc
    Grants Pass, OR
Previous Registrations
  • 2015-11-25 → 2022-09-30
    Cedar Capital, Llc
    Glen Ellyn, IL
  • 2009-03-30 → 2022-08-16
    Good Harbor Financial
    Chicago, IL
    Barrington, IL
  • 2003-07-15 → 2006-12-31
    Good Harbor Financial
    Barrington, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-30
  • S65 Uniform Investment Adviser Law Examination
    2003-05-30
Other Names
  • Neil R. Peplinski

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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