Best Investors
Account
Sign in
Best Investors
Account
Sign in
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2026-08-14 |
| OH | RA | APPROVED | 2026-05-11 |
| PA | RA | APPROVED | 2026-05-11 |
Branch Locations
965 Greentree Road, Pittsburgh, PA 15220 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Pittsburgh | PA | 12/2005 | 05/2026 |
| Park Avenue Securities | Pittsburgh | PA | 02/2006 | 05/2026 |
| Park Avenue Securities | Weirton | WV | 11/2023 | 05/2026 |
| Guardian Life Insurance Company | Weirton | WV | 11/2023 | 05/2026 |
| Lpl Financial Llc | Pittsburgh | PA | 05/2026 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 05/2026 | Present |
1.05/11/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Oswald Financial Inc.; Investment Related; at Reported Business Location(s); Start Date 05/15/2026; 160hrs/mth; 160hrs during trading 2.05/20/2026; (Hybrid) Global Retirement Partners; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 05/15/2026; 160hrs/mth; 160hrs during trading; Regular Financial Professional Duties - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 5/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3.05/20/2026; (Hybrid) Oswald Financial Inc.; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 03/30/2026; 160hrs/mth; 160hrs during trading 4. 06/02/2026 - Oswald Financial Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-03 |
Reach out to this advisor