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100 Corporate Parkway Suite 136, Amherst, NY 14226 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-10-24 |
Branch Locations
100 Corporate Parkway Suite 136, Amherst, NY 14226 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Securities, Llc | Chicago | IL | 11/2008 | 06/2021 |
| Hightower Advisors, Llc | Chicago | IL | 11/2008 | 06/2021 |
| Pathway Partners Wealth Advisors, Llc | Amherst | NY | 03/2022 | Present |
| Unemployed | Amherst | NY | 06/2021 | 03/2022 |
The TashaStrong Foundation, Inc.; President; Investment related: No; PO Box 2201 Buffalo NY 14221 US; Charitable organization raising money and awareness for cancer research; Duties: Organizing and running events to raise funds for cancer research. Helping to decide allocation of funds raised ; 2021-11-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 15; Percentage of total yearly compensation expected to be derived from the business: 0; The Advisor Network; Owner; Non Investment Related; 100 Corporate Pkwy. Suite 136 Amherst New York 14226; Description: The Advisor Network is a web-based platform for financial professionals to learn, connect, and collaborate with peers. It is a portal that aggregates industry news, encourages the sharing of best practices amongst advisors, and provides training to industry professionals.; Responsibilities: Founder and oversees all activity; Start date: 2024-10-09; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 5; Website address for the organization: www.theadvisornetwork.org. Name of outside business: Forma Cashmere, LLC; Is the business investment related: Yes; Location of the business: 166 Geary St., Suite 1500 #1577 San Francisco CA 94108 US; Description of the business: Cashmere is a venture capital fund that allows retail investors access to to the asset class; Position Title: Passive investor; Responsibilities Duties: Colin Healy is a passive investor in Forma Cashmere, LLC, an RIA that allows investors to access venture capital investments. Clients of our firm will not have the opportunity to invest in the funds; Start date with business: 2025-06-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-22 |
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