Adam Scott Koplan

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-06-22
CA	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2018-06-22
CA RA
APPROVED

Since 2009-06-01

Branch Locations

2 Theatre Square Suite 322, Orinda, CA 94563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Orinda	CA	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Orinda, CA
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

San Francisco, CA
2004-05-14 → 2007-04-02

Morgan Stanley Dw Inc.

San Francisco, CA

San Francisc, CA
2001-05-21 → 2004-05-27

Citigroup Global Markets Inc.

San Francisco, CA

Other Businesses

1. RENTAL PROPERTY, OWNER; START DATE: 05/2016; INVESTMENT RELATED; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS 1; MORAGA, CA 2. Adam Koplan; Investment related; Moraga, CA; Rental Property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); May 2016; During business hours: 0; After business hours: 1; Rental administration

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-02-18

S66 Uniform Combined State Law Examination

2000-02-18

Other Names

David Koplan

View on SEC IAPD