Nikos Gutrugianios

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Peoria, AZ
• 06/2021 → Present
  Golden Eagle Properties
  Peoria, AZ
• 06/2021 → Present
  Albert Lane Property
  Peoria, AZ
• 11/2021 → Present
  Marco Polo Property
  Peoria, AZ
• 06/2023 → Present
  Plan G Investments Llc
  Peoria, AZ
• 04/2024 → Present
  Rally Titan
  Peoria, AZ
• 09/2009 → Present
  Jpmorgan Chase Bank, N.A.
  Peoria, AZ

Previous Registrations

• 2009-10-20 → 2012-10-01
  Chase Investment Services Corp.
  Phoenix, AZ
  Scottsdale, AZ
  Fountain Hills, AZ
  Scottsdale, AZ
  Phoenix, AZ
  Fountain Hills, AZ
  Fountain Hills, AZ
  Peoria, AZ
  Glendale, AZ
  Peoria, AZ
  Peoria, AZ
  Glendale, AZ
  Glendale, AZ
  Glendale, AZ
  Peoria, AZ
  Peoria, AZ
  Phoenix, AZ
  Phoenix, AZ
• 2008-11-21 → 2009-10-13
  Msi Financial Services, Inc.
  Glendale, CA
  Glendale, CA

Other Businesses

Entity Name: Rally Titan Investment related: No Address: Peoria, AZ 85383 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 04/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: A DBA for my OBA Golden Eagle Store LLC that I already disclosed and is already on my OBA list Entity Name: PLAN G Investments LLC Investment related: No "Address: Peoria, AZ 85383" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/05/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Buying and selling houses Entity Name: Golden Eagle Store LLC Investment related: No "Address: 8413 W Louise Crt Peoria, AZ 85383" Nature of the other business: Position/Title/Relationship: Owner/Partner Start Date: 03/29/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Selling on Amazon which was already pre-cleared by Chase. This is just the LLC I created for it... Entity Name: Marco Polo Property Investment related: N Address: peoria, az 85382 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/15/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: rental property Entity Name: Golden Eagle Properties Investment related: N Address: 8413 w louise crt, peoria, az 85383 Nature of the other business: real estate Position/Title/Relationship: Owner/ Partner Start Date: 07/12/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner to buy properties and rent Entity Name: Albert Lane Property Investment related: N Address: 8009 w albert lane, peoria, az 85382 Nature of the other business: real estate Position/Title/Relationship: Owner/ Partner Start Date: 06/07/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner and property manager ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER START DATE: 2/25/2020 ADDRESS: 8413 Peoria, az DETAILS: BUY AND SELL PRODUCTS ON AMAZON. ITEMS INCLUDE SPORTING GOODS, HOME GOODS, CRAFT ITEMS, AND PET SUPPLIES. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 8 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 8/14/2017 ADDRESS:8413 PEORIA, AZ DETAILS: RENTAL PROPERTY HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

• S66 Uniform Combined State Law Examination
  2008-11-13
• S63 Uniform Securities Agent State Law Examination
  2003-06-26